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Small business investment companies (SBICs) supply equity capital, long-term loans, and management assistance to qualifying small businesses. They are privately owned and operated, and use their own capital as well as funds borrowed from the US Small Business Administration. While they are profit-seeking enterprises, SBICs select small businesses to be financed within the rules and regulations set by the SBA - therefore, only firms defined by the SBA as "small businesses" are eligible for SBIC financing.
The SBA recommends that small businesses looking for SBIC financing first identify SBICs that may be interested in their companies. Use the attached listing to find SBICs in your region who invest in your industry. Once you've identified and researched which ones would be a good fit for your company, call and find out what materials they would like sent. Some may prefer a full business plan, while others may first want to see the Executive Summary only.
Alabama
Alabama Capital Corp.
16 Midtown Park East
Mobile, AL 36606
tel: (334) 476-0700
fax: (334) 476-0026
Preferred Investment Size: $400,000
Investment Policy: Asset based loans w/Equity
Investment Type: Seed, Early, Expansion, Later Stages
Industry Preference: Diversified
Geographic Preference: Southeast
FJC Growth Capital Corp.
200 West Side Square, Suite 340
Huntsville, AL 35801
tel: (256) 922-2918
fax: (256) 922-2909
Preferred Investment Size: $350,000 to $500,000
Investment Policy: Loans with Equity Features
Investment Type: Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: South, Mid-West
Hickory Venture Capital Corp.
301 Washington St, NW, Suite 100
Huntsville, AL 35801
tel: (256) 539-1931
fax: (256) 539-5130
Preferred Investment Size: $1 to $2 Million
Investment Policy: Equity,
Convertible Debt
Investment Type: Early Stage, Expansion, LBO, MBO
Industry Preference:Security & Crime Prevention, Retail
Geographic Preference: Alabama
Geographic Preference: Mid-Atlantic, South, Southwest
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Arizona
Magnet Capital, L.P.
3550 North Central Ave., Suite 1400
Phoenix, AZ 85012
tel: (602) 222-4801
fax: (602) 222-4807
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Arkansas
Small Business Investment Capital, Inc.
12103 Interstate 30
Mail: P.O. Box 3627
Little Rock, AR 72203
tel: (501) 455-6599
fax: (501) 455-6556
Preferred Investment Size: up to $230,000
Investment Policy: Loans
Investment Type: Start-Ups and Debt Consolidation
Industry Preference: Supermarkets
Geographic Preference: AR, OK, TX, LA
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California
AVI Capital, L.P.
One First Street, Suite 12
Los Altos, CA 94022
tel: (650) 949-9862
fax: (650) 949-8510
Preferred Investment Size: $1,000,000
Investment Policy: Equity Only
Investment Type: Seed, Early Stage
Industry Preference: High Technology and electronic deals only
Geographic Preference: West Coast, CA
Allied Business Investors, Inc.
428 South Atlantic Blvd., Suite 201
Monterey Park, CA 91754
tel: (626) 573-3655
fax: (626) 573-3720
Preferred Investment Size: $50,000
Investment Policy: Loans Only
Investment Type: Early Stage
Industry Preference: Diversified
Geographic Preference: Los Angeles
Ally Finance Corp.
14011 Park Avenue, Suite 310
Beverly Hills, CA 92392
tel: (760) 241-7025
fax: (760) 241-8232
Preferred Investment Size: up to $500,000
Investment Policy: Loans and/or Equity
Investment Type: Seed, Early, Expansion, Later Stage
Industry Preference: advertising, construction, Telecom
Geographic Preference: National
Asian American Capital Corp.
1251 West Tennyson Road
Suite #4
Hayward, CA 94544
tel: (510) 887-6888
fax: (510) 887-6897
Aspen Ventures West II, L.P.
1000 Fremont Avenue, Suite V
Los Altos, CA 94024
tel: (650) 917-5670
fax: (650) 917-5677
Preferred Investment Size: $500,000 to $2.5 Mil
Investment Policy: Equity
Investment Type: Early Stage
Industry Preference: Information Technology
Geographic Preference: Western U. S.
BankAmerica Ventures
950 Tower Lane, Suite 700
Foster City, CA 94404
tel: (650) 378-6000
fax: (650) 378-6040
BankAmerica Ventures
(Main Office: Foster City, CA)
5 Palo Alto Square, Suite 938
Palo Alto, CA 94306
tel: (650) 424-8011
fax: (650) 424-6830
Bay Partners SBIC, L.P.
10600 North De Anza Blvd.
Suite 100
Cupertino, CA 95014
tel: (408) 725-2444
fax: (408) 446-4502
Bentley Capital
592 Vallejo Street, Suite #2
San Francisco, CA 94133
tel: s415) 362-2868
fax: (415) 398-8209
Preferred Investment Size: $200,000
Investment Policy: Loans and Equity
Investment Type: Early Stage, Expansion
Industry Preference: Mfg., Hi-Tech, Import/Export, Wholesale
Geographic Preference: Western US
Canaan SBIC, L.P.
(Main Office: Rowayton, CT)
2884 Sand Hill Road
Menlo Park, CA 94025
tel: (650) 854-8082
fax: (650) 854-8127
Citicorp Venture Capital, Ltd.
(Main Office: New York, NY)
2 Embarcadero Place
2200 Geny Road, Suite 203
Palo Alto, CA 94303
tel: (650) 424-8000
Draper Associates, LP
400 Seaport Court, Suite 250
Redwood City, CA 94063
tel: (650) 599-9000
fax: (650) 599-9726
Far East Capital Corp.
350 South Grand Av, 41st Floor
Los Angeles, CA 90012
tel: (213) 830-2427
fax: (213) 830-2415
Preferred Investment Size: $250,000
Investment Policy: Loans and/or Equity
Investment Type: Expansion
Industry Preference: Diversified
Geographic Preference: California
Fulcrum Venture Capital Corp.
300 Corporate Pointe, Suite 380
Culver City, CA 90230
tel: (310) 645-1271
fax: (310) 645-1272
Hall, Morris & Drufva II, L.P.
26161 La Paz Road, Suite E
Mission Viejo, CA 92691
tel: (714) 707-5096
fax: (714) 707-5121
Kline Hawkes California SBIC, LP
11726 San Vicente Blvd.
Suite 300
Los Angeles, CA 90049
tel: (310) 442-4700
fax: (310) 442-4707
LaiLai Capital Corp.
223 E. Garvey Avenue, Suite 228
Monterey Park, CA 91754
tel: (626) 333-5420
fax: (626) 333-5421
Preferred Investment Size: $150,000
Investment Policy: Loans and Equity
Investment Type: Seed, Early Stage, Expansion
Industry Preference: Diversified
Geographic Preference: California
Magna Pacific Investments
Cynthia Jopanda, President
330 North Brand Boulevard, Suite 670
Glendale, CA 91203
tel: (818) 547-0809
fax: (818) 547-9303
Preferred Investment Size: $300,000
Investment Policy: Loan and/or Equity
Investment Type: Seed, Early Stage, Expansion
Industry Preference: Hi-Tech, Medical, Wholesale, Retail
Geographic Preference: National
Marwit Capital Corp.
180 Newport Center Drive
Suite 200
Newport Beach, CA 92660
tel: (949) 640-6234
fax: (949) 720-8077
Preferred Investment Size: $500,000 to $2 Mil.
Investment Policy: Subordinated Debt with Equity
Investment Type: Expansion, Acquisitions, Buyouts
Industry Preference: Diversified
Geographic Preference: Western U.S.
Merrill Pickard Anderson & Eyre
2480 Sand Hill Road, Suite 200
Menlo Park, CA 94025
tel: (415) 854-8600
fax: (415) 854-0345
Novus Ventures, L.P.
20111 Stevens Creek Boulevard
Suite 130
Cupertino, CA 95014
tel: (408) 252-3900
fax: (408) 252-1713
Preferred Investment Size: $400,000 to $2 Mil.
Investment Policy: Equity Investments
Investment Type: Early Stage, Expansion
Industry Preference: Information Technology
Geographic Preference: Western U.S.
Opportunity Capital Corp.
2201 Walnut Avenue, Suite 210
Fremont, CA 94538
tel: (510) 795-7000
fax: (510) 494-5439
Preferred Investment Size: $3 Mil.
Investment Policy: Debt with Warrants, Equity
Investment Type: Expansion, Later Stage, Acquisitions
Industry Preference: Mfg., Telecommunications, Healthcare, Technology
Geographic Preference: West Coast, National
Opportunity Capital Partners II, L.P.
2201 Walnut Avenue, Suite 210
Fremont, CA 94538
tel: (510) 795-7000
fax: (510) 494-5439
Preferred Investment Size: $1,500,000
Investment Policy: Debt with Warrants, Equity
Investment Type: Expansion, Later Stage, Acquisitions
Industry Preference: Mfg., Telecommunications, Healthcare
Geographic Preference: West Coast, National
Pacific Mezzanine Fund, L.P.
2200 Powell St., Suite 1250
Emeryville, CA 94608
tel: (510) 595-9800
fax: (510) 595-9801
Preferred Investment Size: $2 to $5 Million
Investment Policy: Loans with Equity Features
Investment Type: Expansion, Later Stage, Buyout
Industry Preference: Diversified
Geographic Preference: Western US
Positive Enterprises, Inc.
1489 Webster Street, Suite 228
San Francisco, CA 94115
tel: (415) 885-6600
fax: (415) 928-6363
Preferred Investment Size: up to $150,000
Investment Policy: Loans, Equity
Investment Type: Expansion, Early Stage, Later Stage
Industry Preference: Diversified, Sr. Home Care/Rest Home, Mfg, Light Ind.
Geographic Preference: North, Regional
Ritter Partners
150 Isabella Avenue
Atherton, CA 94027
tel: (650) 854-1555
fax: (650) 854-5015
San Joaquin Business Investment Group Inc
1900 Mariposa Mall, Suite 100
Fresno, CA 93721
tel: (559) 233-3580
fax: (559) 485-3737
Preferred Investment Size: $100,000 to $300,000
Investment Policy: Loans and Equity
Investment Type: Expansion
Industry Preference: Diversified
Geographic Preference: West Coast
Sorrento Growth Partners I, L.P.
4225 Executive Square
Suite 1450
San Diego, CA 92037
tel: (858) 452 3100
fax: (858) 452 7607
Preferred Investment Size: $750,000 to $2 Mil.
Investment Policy: Equity Only
Investment Type: Seed, Early, Expansion, Later Stages
Industry Preference: Med./Health, Comm./Electronics, Special Retail
Geographic Preference: Southern California
Sundance Venture Partners, L.P.
100 Clocktower Place, Suite 130
Carmel, CA 93923
tel: (831) 625-6500
fax: (831) 625-6590
Union Venture Corp.
445 South Figueroa Street
P.O. Box 3100
Los Angeles, CA 90071
tel: (213) 236-4092
fax: (213) 629-5328
Preferred Investment
nt Size: $500,000 to $1.5 Mil
Investment Policy: Debt or Equity
Investment Type: Later Stage
Industry Preference: Radio/TV Stations, Retail, Asset Based
Geographic Preference: National
Wells Fargo Capital Company
600 California Street, Suite 1700
San Francisco, CA 94108
tel: (415) 391-5600
fax: (415) 397-2744
Walden-SBIC, L.P.
750 Battery Street, 7th Floor
San Francisco, CA 94111
tel: (415) 391-7225
fax: (415) 391-7262
Preferred Investment Size: $3,000,000
Investment Policy: Equity
Investment Type: Seed, Early, Expansion, Later Stages
Industry Preference: Diversified
Geographic Preference: Western Region
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Colorado
Stifel Nicholaus Fund, L.P.
1125 17th Street, Suite 1600
Denver, CO 80202
tel: (303) 291-5209
fax: (303) 296-0014
Preferred Investment Size: $1 to $3 Million
Investment Policy: Debt with Equity Features
Investment Type: Later Stage
Industry Preference: Diversified
Geographic Preference: Rocky Mt., Mid-West
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Connecticut
AB SBIC, Inc.
275 School House Road
Cheshire, CT 06410
tel: (203) 272-0203
fax: (203) 272-9978
Canaan SBIC, L.P.
105 Rowayton Avenue
Rowayton, CT 06853
tel: (203) 855-0400
fax: (203) 854-9117
Preferred Investment Size: $2,000,000
Investment Policy: Equity
Investment Type: Early Stage, Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: National
Central Texas SBI Corp.
One Canterbury Green
201 Broad Street, 2nd Floor
Stamford, CT 06901
tel: (203) 352-4056
fax: (203) 352-4184
First New England Capital, LP
100 Pearl Street
Hartford, CT 06103
tel: (860) 293-3333
fax: (860) 293-3338
Preferred Investment Size: $50,000 to $1 Mil.
Investment Policy: Loans/Equity
Investment Type: Expansion, Later Stage
Industry Preference: Manufacturing, Distribution
Geographic Preference: Northeast
Marcon Capital Corp.
10 John Street
Southport, CT 06490
tel: (203) 259-7233
fax: (203) 259-9428
Preferred Investment Size: $160,000
Investment Policy: Loans secured by R.E.
Investment Type: Consider All Stages
Industry Preference: Diversified
Geographic Preference: North & Regional
RFE Capital Partners, L.P.
36 Grove Street
New Canaan, CT 06840
tel: (203) 966-2800
fax: (203) 966-3109
RFE Investment Partners V, L.P.
36 Grove Street
New Canaan, CT 06840
tel: (203) 966-2800
fax: (203) 966-3109
Preferred Investment Size: $5 - $9 Million
Investment Policy: Prefer Equity Investments
Investment Type: Later Stage, Expansion, Acquisitions
Industry Preference: Manufacturing & Services
Geographic Preference: National, Eastern US
TSG Ventures, Inc.
1077 Broad Street, 12th floor
Stamford, CT 06901
tel: (203) 541-1500
fax: (203) 541-1590
Preferred Investment Size: 50-200 Mil.
Investment Policy: Equity
Investment Type: Expansion, Later Stage, Acquisition, growth, finance
Industry Preference: Diversified
Geographic Preference: National
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District of Columbia
Allied Capital Financial Corp.
1919 Pennsylvania Av NW
Washington, DC 20006
tel: (202) 331-1112
fax: (202) 659-2053
Preferred Investment Size: $5-$30 Mil.
Investment Policy: Loans and Equity Investments
Investment Type: Later Stage, Later Stage, LBO, MBO
Industry Preference: Diversified, Wholesale, Manufacturing, Retail
Geographic Preference: National
Allied Investment Corp.
1919 Pennsylvania Av, NW, 3d floor
Washington, DC 20006
tel: (202) 331-1112
fax: (202) 659-2053
Preferred Investment Size: $2 to $8 Million
Investment Policy: Loans and Equity Investments
Investment Type: Later Stage, Later Stage, LBO, MBO
Industry Preference: Diversified, Manufacturing, Wholesale, Retail
Geographic Preference: National
Allied Investment Corp. II
1666 K Street, N.W., Suite 901
Washington, DC 20006
tel: (202) 331-1112
fax: (202) 659-2053
Preferred Investment Size: $2 to $8 Million
Investment Policy: Sub. Debt w/Warrants
Investment Type: Expansion, Buyouts, Acquisition
Industry Preference: Diversified, Manufacturing, Wholesale, Retail
Geographic Preference: National
Broadcast Capital, Inc.
1700 K Street, NW, Suite 405
Washington, DC 20006
tel: (202) 496-9250
fax: (202) 496-9259
Preferred Investment Size: $400,000 to $500,000
Investment Policy: Loans and/or Equity
Investment Type: Expansion, Later Stage
Industry Preference: Broadcast Radio Stations
Geographic Preference: National
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Florida
BAC Investment Corp.
6600 N.W. 27th Avenue
Miami, FL 33147
tel: (305) 650-8672
fax: (305) 693-7450
Preferred Investment Size: $150,000
Investment Policy: Loans
Investment Type: Expansion
Industry Preference: Diversified
Geographic Preference: South
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Georgia
First Growth Capital, Inc.
P.O. Box 815
I-75 & GA 42, Best Western Plaza
Forsyth, GA 31029
tel: (912) 994-9260
fax: (912) 994-1280
Preferred Investment Size: $200,000
Investment Policy: Sub Debt w/Equity
Investment Type: Expansion
Industry Preference: Diversified
Geographic Preference: National
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Hawaii
Bancorp Hawaii SBIC
111 South King Street, Suite 1060
Honolulu, HI 96813
tel: (808) 537-8613
fax: (808) 521-7602
Pacific Venture Capital, Ltd.
222 South Vineyard Street, PH.1
Honolulu, HI 96813
tel: (808) 521-6502
fax: (808) 521-6541
Preferred Investment Size: $200,000
Investment Policy: Loans and/or Equity
Investment Type: Early Stage, Expansion, Later Stage
Industry Preference: Diversified, technology
Geographic Preference: Regional
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Illinois
ABN AMRO Capital (USA) Inc.
135 South LaSalle Street
Chicago, IL 60674
tel: (312) 904-6445
fax: (312) 904-6376
Continental Illinois Venture Corp.
231 South LaSalle Street
Chicago, IL 60697
tel: (312) 828-8023
fax: (312) 987-0887
Preferred Investment Size: $5 to $25 Million
Investment Policy: Loans and/or Equity
Investment Type: Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: National, Globally
Heller Equity Capital Corp.
500 West Monroe Street
Chicago, IL 60661
tel: (312) 441-7200
fax: (312) 441-7378
Peterson Finance and Investment Company
3300 West Peterson Avenue, Suite A
Chicago, IL 60659
tel: (773) 539-0502
fax: (773) 583-6714
Polestar Capital, Inc.
180 N. Michigan Avenue, Suite 1905
Chicago, IL 60601
tel: (312) 984-9875
fax: (312) 984-9877
Preferred Investment Size: $1-$3 Mil
Investment Policy: Primarily Equity
Investment Type: Early to Later Stages
Industry Preference: IT, Software
Geographic Preference: National
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Indiana
1st Source Capital Corp.
100 North Michgan Street
South Bend, IN 46601
Mail: P.O. Box 1602; South Bend 46634
tel: (219) 235-2180
fax: (219) 235-2227
Cambridge Ventures, LP
4181 E 96th Street, Suite 200
Indianapolis, IN 46240
tel: (317) 843-9704
fax: (317) 844-9815
Preferred Investment Size: $100,00 to $750,000
Investment Policy: Sub Debt and/or Equity
Investment Type: Expansion, Acquisition
Industry Preference: Diversified, Manufacturing
Geographic Preference: Mid-West
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Iowa
MorAmerica Capital Corp.
101 2nd Street, SE
Suite 800
Cedar Rapids, IA 52401
tel: (319) 960-1771
fax: (319) 363-9683
Preferred Investment Size: $500,000 to $1 Mill.
Investment Policy: Sub Debt or Pref Stock-Warrant
Investment Type: Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: National
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Kansas
Kansas City Equity Partners
4200 Somerset Drive, Suite 101
Prairie Village, KS 66208
tel: (913) 649-1771
fax: (913) 649-2125
Preferred Investment Size: $500,000 to $2 Mil.
Investment Policy: Equity
Investment Type: Seed, Early Stage, Expansion
Industry Preference: Diversified
Geographic Preference: Mid-West
Kansas Venture Capital, Inc.
6700 Antioch Plaza, Suite 460
Overland Park, KS 66204
tel: (913) 262-7117
fax: (913) 262-3509
Preferred Investment Size: $750,000 to $1.5 Mil
Investment Policy: Equity
Investment Type: All Stages - No Seed
Industry Preference: Diversified
Geographic Preference: National
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Kentucky
Equal Opportunity Finance, Inc.
4185 Algonquin Parkway
Louisville, KY 40211
tel: (502) 775-1506
fax: (502) 778-7327
Preferred Investment Size: $50,000 to $150,000
Investment Policy: Loans and/or Equity
Investment Type: Early Stage, Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: OH, KY, WV, IN
Mountain Ventures, Inc.
P.O. Box 1738, 362 Old Whitley Road
London, KY 40743
tel: (606) 864-5175
fax: (606) 864-5194
Preferred Investment Size: $100,000 to $250,000
Investment Policy: Loan, Debt and Equity
Investment Type: Seed, Early, Expansion, Later Stages
Industry Preference: Diversified
Geographic Preference: Southeast Kentucky
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Maine
North Atlantic Venture Fund II, L.P.
2 City Centre, 5th floor
Portland, ME 04101
tel: (207) 772-1001
fax: (207) 772-3257
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Maryland
Anthem Capital, L.P.
16 S. Calvert Street, Suite 800
Baltimore, MD 21202
tel: (410) 625-1510
fax: (410) 625-1735
Security Financial and Investment Corp.
7720 Wisconsin Avenue, Suite 207
Bethesda, MD 20814
tel: (301) 951-4288
fax: (301) 951-9282
Syncom Capital Corp.
8401 Colesville Road, #300
Silver Spring, MD 20910
tel: (301) 608-3203
fax: (301) 608-3307
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Massachusetts
The Argonauts MESBIC Corp.
929 Worcester Road
Framingham, MA 01701
tel: (508) 820-3430
fax: (508) 872-3741
BancBoston Ventures, Incorporated
175 Federal Street
Mail: P.O. Box 2016 Stop 01-31-08
Boston, MA 02110
tel: (617) 434-2442
fax: (617) 434-1153
Business Achievement Corp.
1172 Beacon Street, Suite 202
Newton, MA 02161
tel: (617) 965-0550
fax: (617) 345-7201
Chestnut Street Partners, Inc.
75 State Street, Suite 2500
Boston, MA 02109
tel: (617) 345-7220
fax: (617) 345-7201
Commonwealth Enterprise Fund Inc.
100 City hall plaza, Suite 3300
Boston, MA 02108
tel: (617) 523-6262
fax: (617) 523-7676
Preferred Investment Size: $200,000 to $300,000
Investment Policy: Loans and/or Equity
Investment Type: Expansion, Later Stage, Buyouts
Industry Preference: Diversified
Geographic Preference: Northeast
Geneva Middle Market Investors, L.P.
20 William Street, Suite 250
Wellesley, MA 02181
tel: (781) 237-7001
fax: (781) 237-7233
Mezzanine Capital Corp.
75 State Street, Suite 2500
Boston, MA 02109
tel: (617) 345-7200
fax: (617) 345-7201
Northeast SBI Corp.
130 NewMarket Square, Suite 1
Boston, MA 02118
tel: (617) 445-2100
fax: (617) 442-0101
Northwest Venture Partners
(Main Office: Minneapolis, MN)
40 William Street, Suite 305
Wellesley, MA 02181
tel: (781) 237-5870
fax: (781) 237-6270
Norwest Equity Partners IV
(Main Office: Minneapolis, MN)
40 William Street, Suite 305
Wellesley, MA 02181
tel: (617) 237-5870
fax: (617) 237-6270
Norwest Growth Fund, Inc.
(Main Office: Minneapolis, MN)
40 William Street, Suite 305
Wellesley, MA 02181
tel: (617) 237-5870
fax: (617) 237-6270
Seacoast Capital Partners, L.P.
55 Ferncroft Road
Danvers, MA 01923
tel: (978) 750 1310
fax: (978) 750 1301
Preferred Investment Size: $1 to $6 Million
Investment Policy: Loans and Equity Investments
Investment Type: Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: National
Medallion Funding corp.
(Main Office: New York, NY)
45 Newbury Street, Suite 207
Boston, MA 02116
tel: (617) 536-0344
fax: (617) 536-0344
CitizenCapital
28 State street
Boston, MA 02108
tel: (617) 725-5635
fax: (617) 725-5630
Preferred Investment Size: $300,000
Investment Policy: Loans and/or Equity
Investment Type: Seed, Early Stage
Industry Preference: Diversified
Geographic Preference: Regional
Zero Stage Capital V, L.P.
Kendall Square
1010 Main Street, 17th Floor
Cambridge, MA 02142
tel: (617) 876-5355
fax: (617) 876-1248
Preferred Investment Size: $200,000 to $500,000
Investment Policy: Early & Later Stage, Expansion
Investment Type: Equity
Industry Preference: IT, Biotech, Computer Hardware & Software, Energy
Geographic Preference: Northeast corridor of US
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Michigan
Capital Fund, Inc.
6412 Centurion Drive Suite 150
Lansing, MI 48917
tel: (517) 323-7772
fax: (517) 323-1999
Preferred Investment Size: $200,000 to $500,000
Investment Policy: Loans
Investment Type: Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: Michigan
Dearborn Capital Corp.
c/o Ford Motor Credit Corp.
The American Road
Dearborn, MI 48121
tel: (313) 337-8577
fax: (313) 248-1252
White Pines Capital Corp.
2929 Plymouth Road, Suite 210
Ann Arbor, MI 48105
tel: (313) 747-9401
fax: (313) 747-9704
Preferred Investment Size: $1-$5 Mil.
Investment Policy: Stock, equity
Investment Type: Expansion, growth
Industry Preference: Manufacturing, Retail, Value-added, Life Sciences, Biotech, Telecom, IT, Internet
Geographic Preference: Midwest
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Minnesota
FBS SBIC, L.P.
First Bank Place
601 Second Aveune South, 16th Floor
Minneapolis, MN 55402
tel: (612) 973-0988
fax: (612) 973-0203
Milestone Growth Fund, Inc.
75 South 5th St., Suite 705
Minneapolis, MN 55402
tel: (612) 338-0090
fax: (612) 338-1172
Preferred Investment Size: $150,000
Investment Policy: Loans, Loans with Warrants, Equity with Debt
Investment Type: Expansion, Early Stage
Industry Preference: Diversified
Geographic Preference: National
Northwest Venture Partners
3600 IDS center 80 S, 8th street
Minneapolis, MN 55402
tel: (612) 215-1600
fax: (612) 215-1601
Preferred Investment Size: $3 to $15 Million
Investment Policy: Equity
Investment Type: Start-Up, Expansion, Later Stage
Industry Preference: Software, Communications Services, Equipment, Internet, Electronics
Geographic Preference: National
Piper Jaffray Healthcare Capital L.P.
222 South 9th Street
Minneapolis, MN 55402
tel: (612) 342-6335
fax: (612) 342-1036
Preferred Investment Size: $750,000 to $1.5 Million
Investment Policy: Equity Only
Investment Type: Early Stage, Later Stage, Expansion
Industry Preference: Medical/Healthcare
Geographic Preference: National
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Mississippi
Sun-Delta Capital Access Center, Inc.
819 Main Street
Greenville, MS 38701
tel: (662) 335-5291
fax: (662) 335-5295
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Missouri
Bankers Capital Corp.
3100 Gillham Road
Kansas City, MO 64109
tel: (816) 531-1600
fax: (816) 531-1334
Preferred Investment Size: $100,000
Investment Policy: Loans and/or Equity
Investment Type: Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: Mid-West
CFB Venture Fund I, Inc.
11 South Meramec, Suite 1430
St. Louis, MO 63105
tel: (314) 746-7427
fax: (314) 746-8739
CFB Venture Fund II, LP
11 South Meramec, Suite 1430
St. Louis, MO 63105
tel: (314) 746-7427
fax: (314) 746-8739
Preferred Investment Size: $500,000 to $3 Million
Investment Policy: Debt or Preferred Stock
Investment Type: Buyouts, Expansion, Later Stage, MBO, LBO
Industry Preference: Diversified
Geographic Preference: Mid-West
Gateway Partners, L.P.
8000 Maryland Avenue, Suite 1190
St. Louis, MO 63105
tel: (314) 721-5707
fax: (314) 721-5135
MorAmerica Capital Corp.
(Main Office: Cedar Rapids, IA)
911 Main Street, Suite A 2424
Commerce Tower Building
Kansas City, MO 64105
tel: (816) 842-0114
fax: (816) 471-7339
United Missouri Capital Corp.
1010 Grand Blvd
Mail: P.O. Box 419226
Kansas City, MO 64141
tel: (816) 860-7914
fax: (816) 860-7143
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Nebraska
United Financial Resources Corp.
7401 "F" Street
Omaha, NE 68127
Mail: P.O. Box 1131; Omaha, NE 68101
tel: (402) 339-7300
fax: (402) 537-6681
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Nevada
Atalanta Investment Company, Inc.
601 Fairview Blvd.
Incline Village, NV 89451
tel: (702) 833-1836
fax: (702) 833-1890
Preferred Investment Size: $2,000,000
Investment Policy: Equity
Investment Type: Expansion, Later Stage
Industry Preference: Technology
Geographic Preference: National
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New Jersey
CIT Group/Venture Capital, Inc.
44 Whippany Road
Morristown, NJ 07960
tel: (973) 401-6700
fax: (973) 401-6777
Preferred Investment Size: $2 to $7 Million
Investment Policy: Sub. Debt and/or Equity
Investment Type: Later Stage, Expansion, Buyouts, MBO, LBO
Industry Preference: Consumer Products/Service, Indust. Equip/Product
Geographic Preference: National
Capital Circulation Corp.
2035 Lemoine Avenue, Second Floor
Fort Lee, NJ 07024
tel: (201) 947-8637
fax: (201) 585-1965
DFW Capital Partners, L.P.
Glenpointe Center East, 5th Floor
300 Frank W. Burr Blvd.
Teaneck, NJ 07666
tel: (201) 836-2233
fax: (201) 836-5666
Preferred Investment Size: $4,000,000
Investment Policy: Equity
Investment Type: Early thru Later Stage
Industry Preference: Healthcare, Services, Diversified
Geographic Preference: National
Tappan Zee Capital Corp.
201 Lower Notch Road
Mail: P.O. Box 416
Little Falls, NJ 07424
tel: (973) 256-8280
fax: (973) 256-2841
Preferred Investment Size: $200,000
Investment Policy: Loans and/or Equity
Investment Type: Expansion, Later Stage, Buyouts
Industry Preference: Diversified
Geographic Preference: Tri-state area NY
Transpac Capital Corp.
1037 Route 46 East
Clifton, NJ 07013
tel: (201) 470-8855
fax: (201) 470-8827
Preferred Investment Size: $200,000
Investment Policy: Primarily Loans
Investment Type: Seed, Early Stage, Expansion
Industry Preference: Diversified
Geographic Preference: National
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New York
399 Venture Partners
399 Park Avenue, 14th Floor/Zone 4
New York, NY 10022
tel: (212) 559-1127
fax: (212) 888-2940
American Asian Capital Corp.
130 Water Street, Suite 6-L
New York, NY 10005
tel: (212) 422-6880
Argentum Capital Partners, LP
Daniel Raynor, Chairman
11 E 26th Street, 19th floor
New York, NY 10010
tel: (212) 949-6262
fax: (212) 949-8294
Preferred Investment Size: $500,000 to $700,000
Investment Policy: Equity, Debt w/Warrants
Investment Type: Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: National
BT Capital Partners, Inc.
130 Liberty Street, 25th floor
New York, NY 10006
tel: (212) 250-8084
fax: (212) 250-7651
Preferred Investment Size: $5 to $25 Million
Investment Policy: Equity Investments
Investment Type: Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: National
CIBC Wood Gundy Ventures, Inc.
425 Lexington Avenue, 9th Floor
New York, NY 10017
tel: (212) 856-3713
fax: (212) 697-1554
CMNY Capital II, L.P.
135 East 57th Street, 26th Floor
New York, NY 10022
tel: 212) 909-8432
fax: (212) 980-2630
Preferred Investment Size: $800,000
Investment Policy: Loans and/or Equity
Investment Type: Expansion
Industry Preference: Diversified
Geographic Preference: National
Chemical Venture Capital Associates
270 Park Avenue, 5th Floor
New York, NY 10017
tel: (212) 270-3220
fax: (212) 270-2327
Citicorp Venture Capital, Ltd.
399 Park Avenue, 14th Floor/Zone 4
New York, NY 10043
tel: (212) 559-1127
fax: (212) 888-2940
Preferred Investment Size: 100 Million+
Investment Type: Later Stage and Leverage Buyout
Industry Preference: Diversified
Geographic Preference: East Coast/National
East Coast Venture Capital, Inc.
241 5th Avenue, Suite 302
New York, NY 10016
Tel: (212) 686-1515
Fax: (212) 686-1131
Edwards Capital Company
Two Park Avenue, 20th Floor
New York, NY 10016
tel: (212) 686-5449
fax: (212) 213-6234
Preferred Investment Size: $50,000 to $5 Mil.
Investment Policy: Secured Loans
Investment Type: Acquisition, Expansion
Industry Preference: Transportation
Geographic Preference: New York City
Elk Associates Funding Corp.
747 Third Avenue
New York, NY 10017
tel: (212) 421-2111
fax: (212) 421-3488
Empire State Capital Corp.
170 Broadway, Suite 1200
New York, NY 10038
tel: (212) 513-1799
fax: (212) 513-1892
Preferred Investment Size: $500,000
Investment Policy: Loans or Equity Investments
Investment Type: Early Stage, Expansion
Industry Preference: Diversified
Geographic Preference: Atlantic Region
Eos Partners SBIC, L.P.
320 Park Avenue
New York, NY 10022
tel: (212) 832-5800
fax: (212) 832-5805
Preferred Investment Size: $1 - $3 Million
Investment Policy: Equity and Equity Oriented Debt
Investment Type: Expansion, Later Stage
Industry Preference: Diversified, Telecomm., Info-processing, Data Services
Geographic Preference: National
Esquire Capital Corp.
69 Veterans Memorial Highway
Commack, NY 11725
tel: (631) 462-6946
fax: (631) 864-8152
Exeter Capital Partners, L.P.
10 East 53rd Street, 32nd floor
New York, NY 10022
tel: (212) 872-1170
fax: (212) 872-1198
Preferred Investment Size: $3,000,000
Investment Policy: Equity Investments
Investment Type: Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: National
Exim Capital Corp.
241 5th Avenue, 3rd Floor
New York, NY 10016
tel: (212) 683-3375
fax: (212) 689-4118
Preferred Investment Size: $200,000
Investment Policy: All types
Investment Type: All types
Industry Preference: Diversified
Geographic Preference: New York City
Fair Capital Corp.
210 Canal Street, Suite 611
New York, NY 10013
tel: (212) 964-2480
fax: (212) 349-9160
Preferred Investment Size: $50,000 to $100,000
Investment Policy: Secured Loans
Investment Type: Expansion
Industry Preference: Retail
Geographic Preference: New York, Tri-State
First County Capital, Inc.
135-14 Northern Blvd., 2nd Floor
Flushing, NY 11354
tel: (718) 461-1778
fax: (718) 461-1835
Preferred Investment Size: $100,000 to $300,000
Investment Policy: Loans and/or Equity
Investment Type: Seed, Early Stage, Expansion
Industry Preference: Manufacturing, Retail, Wholesale, Food Service
Geographic Preference: North
Flushing Capital Corp.
39-06 Union Street, Room 202
Flushing, NY 11354
tel: (718) 886-5866
fax: (718) 939-7761
Preferred Investment Size: $300,000
Investment Policy: Loans
Investment Type: Expansion
Industry Preference: Diversified
Geographic Preference: New York City Area
Fundex Capital Corp.
505 Park Avenue, 19th floor
New York, NY 10022
tel: (212) 759-2690
fax: (212) 319-1976
Furman Selz SBIC, L.P.
230 Park Avenue
New York, NY 10169
tel: (212) 309-8200
fax: (212) 692-9608
Preferred Investment Size: $2 to $6 Million
Investment Policy: Equity
Investment Type: Expansion, Later Stage, No Start-ups
Industry Preference: Diversified
Geographic Preference: National
Genesee Funding, Inc.
70 Linden Oaks, 3rd Floor
Rochester, NY 14625
tel: (716) 383-5550
fax: (716) 383-5305
Preferred Investment Size: $200,000
Investment Policy: Loans and/or Equity
Investment Type: Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: Northeast
Hanam Capital Corp.
38 West 32th Street, Suite 1512
New York, NY 10001
tel: (212) 564-5225
fax: (212) 564-5307
Preferred Investment Size: $50,000 to $200,000
Investment Policy: Loans and/or Equity
Investment Type: Early Stage, Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: Northeast
IBJS Capital Corp.
One State Street, 8th Floor
New York, NY 10004
tel: (212) 858-2000
fax: (212) 858-2768
Ibero American Investors Corp.
104 Scio Street
Rochester, NY 14604
tel: (716) 262-3440
fax: (716) 262-3441
Preferred Investment Size: $500,000
Investment Policy: Loans and/or Equity
Investment Type: Early Stage, Expansion
Industry Preference: Diversified
Geographic Preference: Nationwide
InterEquity Capital Partners, LP
225 Fifth Avenue, 17th Floor
New York, NY 10001
tel: (212) 779-2022
fax: (212) 779-2103
Preferred Investment Size: $200,000 to $5 Mil.
Investment Policy: Loans and Equity
Investment Type: All Stages
Industry Preference: Diversified
Geographic Preference: National
J.P. Morgan Investment Corp.
60 Wall Street
New York, NY 10260
tel: (212) 483-2323
Preferred Investment Size: $5 to $10 Million
Investment Policy: Equity
Investment Type: Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: National
Golub Associates Inc.
230 Park Avenue, 21st Floor
New York, NY 10169
tel: (212) 750-6060
fax: (212) 750-5505
Preferred Investment Size: $2 to $3 Million
Investment Policy: Equity and Debt w/Warrants
Investment Type: Expansion
Industry Preference: Healthcare, Media, Basic Manufacturing
Geographic Preference: Mid-Atlantic
M & T Capital Corp.
One Fountain Plaza, 9th Floor
Buffalo, NY 14203
tel: (716) 848-3800
fax: (716) 848-3424
Medallion Funding Corp.
437 Madison Avenue, 38th floor
New York, NY 10022
tel: (212) 328-2110
fax: (212) 328-3125
Preferred Investment Size: $50,000 to $350,000
Investment Policy: Senior and Sub Debt w/Warrants
Investment Type: Expansion
Industry Preference: Service, Retail
Geographic Preference: Mid-Atlantic, N.East
Mercury Capital, L.P.
650 Madison Avenue
New York, NY 10022
tel: (212) 838-0888
fax: (212) 759-3897
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